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Regulations And Membership

Financial Conduct Authority

SI Capital are Authorised and Regulated by the FCA.

London Stock Exchange

SI Capital are a Member Firm of the London Stock Exchange.

Retail Client Terms of Business

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Per Se Professional Client Terms of Business

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Elective Professional Client Terms of Business

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SI Capital Risk Warnings

Risk Warning

Financial markets carry a high degree of risk and may not be suitable for many people.Historic performance is not necessarily a guide to future performance and the value, income or price of an investment may go down as well as up. Only speculate with money you can afford to loose. Do not trade with money you can not afford to lose.

AIM Risk Warning

All Equity investments carry some risk; share prices may go down as well as up and you may not get back the money you invested.

Investments in AIM shares are likely to be higher risk than shares quoted on the main London Stock Exchange. The AIM market is made up of smaller companies with higher growth potential. These companies are therefore more volatile and whilst they offer great potential, growth is not guaranteed.

Investments in AIM companies may not be readily realisable and there is less liquidity in this market – if they have to be sold immediately you may get back much less than you paid for them. The price may change quickly and it may go down as well as up.

If in any doubt about the suitability of AIM shares for your particular circumstances please speak to one of our equity advisors on 01483 413500.

Privacy Policy

We have revised our Privacy Policy to comply with the 2018 GDPR EU regulations | Click the image to view.

Complaints Policy

This policy and procedures details how SI Capital (the Firm) will deal with MIFID complaints | Click the image to view.